Sunday, 25 January 2015

How do I protect my idea .....PATENT



A patent filed in the United State only protects your invention in US .  The patent rights granted to you can be used to stop the making, using, selling or importation of infringing products in the US.  However, if your US-patented invention is made abroad and only sold abroad, the US patent owner may not have any recourse against the infringer.
Additionally, you have to seek protection country by country.  There is no such thing as a world wide patent.  So, the decision to seek patent protection in other countries can be a tough one.
The major drawback that people encounter when exploring foreign patent protection is a limited budget.  Seeking foreign patent protection can be  very expensive.  There are many different filing fees, translation costs, annuities, and legal fees for both your US and foreign patent attorneys.

Above  is the basic timeline for filing foreign patent protection.  This is if you use the Patent Cooperation Treaty (PCT) path.  If you desire, you can just file in the individual countries, but that must be done within 12 months of filing any application, including a provisional application.
Map of PCT contracting states

Patents

India is a member of the following International Organizations and Treaties in respect of patents:
These treaties make it possible for Indian applicant (companies/ persons) to seek patent protection for an invention simultaneously in each of a large number of countries. Presently, two routes exist by means of which an Indian applicant may be able to file patents in foreign countries. These routes are:
  1. Paris Convention Route: Under this route, an applicant can file patents in any of the member countries within 12 months from making the first patent application in India. The following illustration explains the timeline for making foreign application:




PARIS CONVENTION TIMELINE
2. PCT Route: Under this route, an applicant is allowed to file a PCT application within 12 months from making the first patent application in India. The filing of the PCT application extends the time for filing in any of the PCT contracting members for the applicant to 30/31 months from the date of first filing. The following illustration explains the PCT timeline.
PCT TIMELINE
A PCT application may be filed by anyone who is a national or resident of India. It can be filed at the Indian patent office, or directly with the International Bureau of World Intellectual Property Organization, which administers the treaty, and is located in Geneva.
Importantly, the international application is subjected to what is called an “international search.” That search is carried out by one of the major patent offices, called the International Search Authorities (ISA). India is scheduled to soon become an ISA. The international search results in an “international search report,” that is, a listing of the citations of published documents that might affect the patentability of the invention claimed in the international application. In addition, a preliminary and non-binding, written opinion on whether the invention appears to meet the patentability criteria in light of the search report results is also issued.
The international search report and the written opinion are communicated to the  applicant who, after evaluating their content, may decide to withdraw his application, in  particular where the content of the report and opinion suggest that the granting of patents is unlikely, or he may decide to amend the claims in the application. This is the biggest advantage of using this route.

Designs

India is one of the countries party to the Paris Convention so the provisions for the right of priority are applicable. On the basis of Paris convention, a regular first application filed in one of the contracting state, the applicant may within the six months apply for protection in other contracting states; latter application will be regarded as if it had been filed on the same day as the first application. Please note that there is no registration authority that gives you a worldwide protection of your design.
Further, please note that since India is not a party to Hague Agreement, the benefits of filing single applications for designs (like a PCT) is not available to Indian nationals and companies.

Trademarks

Protection of trademarks internationally is done with the aid of the Madrid Protocol. A protection can be availed in all those countries to whose citizens India also provides protection by simply making a trademark application in those countries. Please note that there is no deadline to make corresponding trademark applications in such foreign countries.
The Protocol is managed by the World Intellectual Property Organization (WIPO). Additionally, it also offers a trademark proprietor the possibility of having a mark protected in up to 77 countries and the European Community (EC) by filing one application, in one language (English, French or Spanish), with one set of fees, in one currency (Swiss Francs). The proprietors wishing to use the Madrid system must apply for trademark protection in a relevant national or regional trademark office before seeking international protection. Thereafter, the international registration can be maintained and renewed through a single procedure at WIPO.

Copyrights

The Berne Convention, which is administered by the World Intellectual Property Organization (WIPO) in Geneva, Switzerland and to which India is also a party, ensures that the copyrights of Indian nationals are well protected in all member countries that are party to the Berne Convention. However, please note that an author’s work is not automatically protected under “international copyright” throughout the world. Protection against unauthorized use usually depends on the national laws of a particular country. However, most countries do provide protection of foreign works under certain conditions and these conditions are specified by International copyright treaties and conventions.
Patent Cooperation Treaty ("PCT")
The PCT was concluded in 1970, amended in 1979, and modified in 1984 and 2001. It is open to States party to the Paris Convention for the Protection of Industrial Property (1883). Instruments of ratification or accession must be deposited with the Director General of WIPO.
The Treaty makes it possible to seek patent protection for an invention simultaneously in each of a large number of countries by filing an "international" patent application. Such an application may be filed by anyone who is a national or resident of a Contracting State. It may generally be filed with the national patent office of the Contracting State of which the applicant is a national or resident or, at the applicant's option, with the International Bureau of WIPO in Geneva.
If the applicant is a national or resident of a Contracting State which is party to the European Patent Convention, the Harare Protocol on Patents and Industrial Designs (Harare Protocol), the revised Bangui Agreement Relating to the Creation of an African Intellectual Property Organization or the Eurasian Patent Convention, the international application may also be filed with the European Patent Office (EPO), the African Regional Industrial Property Organization (ARIPO), the African Intellectual Property Organization (OAPI) or the Eurasian Patent Office (EAPO), respectively.
The international application is then subjected to what is called an "international search." That search is carried out by one of the major patent offices appointed by the PCT Assembly as an International Searching Authority (ISA). The said search results in an "international search report," that is, a listing of the citations of such published documents that might affect the patentability of the invention claimed in the international application. At the same time, the ISA prepares a written opinion on patentability.
The international search report and the written opinion are communicated by the ISA to the applicant who may decide to withdraw his application, in particular where the said report or opinion makes the granting of patents unlikely.
If the international application is not withdrawn, it is, together with the international search report, published by the International Bureau.  The written opinion is not published.
The procedure under the PCT has great advantages for the applicant, the patent offices and the general public:

(i) the applicant has up to 18 months more than he has in a procedure outside the PCT to reflect on the desirability of seeking protection in foreign countries, to appoint local patent agents in each foreign country, to prepare the necessary translations and to pay the national fees; he is assured that, if his international application is in the form prescribed by the PCT, it cannot be rejected on formal grounds by any designated Office during the national phase of the processing of the application; on the basis of the international search report or the written opinion, he can evaluate with reasonable probability the chances of his invention being patented; and the applicant has the possibility during the international preliminary examination to amend the international application to put it in order before processing by the designated Offices;

(ii) the search and examination work of patent offices can be considerably reduced or virtually eliminated thanks to the international search report, the written opinion and, where applicable, the international preliminary examination report that accompany the international application;

(iii) since each international application is published together with an international search report, third parties are in a better position to formulate a well-founded opinion about the patentability of the claimed invention.
The PCT created a Union. The Union has an Assembly. Every State party to the PCT is a member of the Assembly. Among the most important tasks of the Assembly are the amendment of the Regulations issued under the Treaty, the adoption of the biennial program and budget of the Union and the fixing of certain fees connected with the use of the PCT system.
Details concerning the PCT can be most simply obtained by consulting the Protecting your Inventions Abroad: Frequently Asked Questions about the Patent Cooperation Treaty, PCT Applicant's Guide and the PCT Newsletter, published by WIPO.

Benefits of PCT Filing
  • Brings the world within reach
  • Postpones the major coast associated with internationalizing a patent application
  • Provides a strong basis for patenting decisions
  • Is used by the world's major corporations, universities and research institutions when they seek international patent protection
  • Allows you to apply securely and easily online, and to save money by doing so : (Click here)   Source: WIPO


Procedure EXAMPLE OF MALAYSIA TAKEN


PCT Procedure
There are two ways in which an invention can be protected abroad. It can either apply directly to those countries of interest, or use the Patent Cooperation Treaty (PCT international application).
The PCT is an agreement between countries that they will co-operate in order to ease the process of applying for patents in a number of countries around the world. The system is administered by the World Intellectual Property Organization (WIPO) from its headquarters in Geneva, Switzerland.
The PCT system enables the applicant to make a single application in Malaysia (the international application) and then ‘designate' as many other countries that are involved in the PCT. The PCT system is a patent ‘filing' system, not a patent ‘granting' system. There is no PCT patent or international patent.
PCT International Application
The Intellectual Property Corporation of Malaysia (MyIPO) acts as a Receiving Office. The PCT application should contain the following :
  • a PCT Request form (PCT/RO/101) 
  • a description of the invention with claims, an abstract and drawings (if any) 
  • the appropriate fees.
All international applications file with MyIPO must be in the English language; as either a paper based application (in 3 copies) ; or an electronic application (using WIPO's ePCT electronic filing).
Please visit the WIPO website to create your ePCT account and obtain your digital certificate, also to read further about ePCT  ( https://pct.wipo.int/LoginForms/epct.jsp )
The application form may be posted directly to us or hand delivery at our Head Office in Kuala Lumpur ; or lodge them at any branch Offices in Sabah or Sarawak.
Fees
There are three main fees that must accompany the application. These are the transmittal fee, the international filing fee and the search fee. The transmittal fee covers the work completed by MyIPO, the international filing fee covers the work completed by WIPO and the search fee covers the work completed by an International Searching Authority (ISA).
MyIPO collects the transmittal fee but the two other fees are sent to the WIPO and ISA respectively. All fees must be paid in Malaysian Ringgit (RM).
International Search Report 
An International Searching Authority (ISA) is to undertake an international search, that is, to identify any ‘prior art' or written material in determining whether or not the invention is new. The results of the international search can help the applicant to evaluate his chances of getting a patent in the countries that he designates.
The following ISAs specify by MyIPO that will undertake the international search : 
Publication
All applications are published usually eighteen months after the application date or priority date if the applicant claiming priority. WIPO produces a journal called the PCT Gazette, which is published every week. It contains the summary page of all applications. The PCT Gazette is also available on the WIPO Internet site.
International Preliminary Examination 
If the applicant choose to have an international preliminary examination, an International Preliminary Examining Authority (IPEA) will undertake it. The applicant must make a specific ‘demand' , and should be submitted directly to the IPEA. The IPEA will examine the application and send an international preliminary examination report which will give the applicant an opinion on whether his invention suitable for a patent to be granted.
The following IPEAs specify by MyIPO that will undertake the international preliminary examination :
  The National Phase 
The applicant has to enter the national phase in order his international application to proceed separately in any or all of the countries which are party to the PCT. The applicant has up to 30 months after his priority date to enter the national phase in Malaysia.
   
The applicant should notify MyIPO by :
  • submit a copy of the international application in the English language
  • pay the prescribed fee using Form 2A Applications which entered the national phase shall comply with the requirements of the Malaysian Patents Act. The decision on granting patents is taken exclusively by MyIPO in the national phase.
A PCT patent application is not a primary patent application (i.e. it does not obtain a granted patent covering a number of countries), but rather provides a route to file a central application which is converted to national and regional applications (listings of each given here) and so allows the inventor to delay the filing of these patent applications.  This gives the inventor time to test the invention, raise capital & decide in which markets the invention is likely to be successful.  Over 130 regional and national offices are covered by the PCT (coloured in blue in the map below).  Filing international applications with the PCT is becoming increasingly popular, with the two millionth application filed recently.
PCT contracting states as of April 2010

Main Objectives of the PCT

  • To lodge one application, with one Office and in one language,
  • Formal examination by a single patent office,
  • Good International search & examination reports,
  • Provides more time to the applicant.
A priority patent application for an invention is filed in one country, and after the priority date is obtained, a PCT issued by WIPO may be used to preserve the right to file the same invention in each country under the PCT.  The PCT claims the priority date from the initial patent application.  An international search report, and international examination (optional) are issued centrally from the PCT application.  The PCT application then enters national phase, by far the most expensive aspect of the application process as fees need to be paid to each national patent office during filing, prosecution and maintenance,  as well as to local attorneys.  The PCT does allow these costs to be deferred,  usually for up to 30 months from the priority date.  Once the PCT has entered national phase, the resulting applications are treated as national or regional.  Individual independent patents may then be granted for each country/region, according to local laws.

What is the PCT Receiving Office?

The Receiving Office is the Intellectual Property office in which you file your initial three copies of your international application with one request form.  The Receiving Office will then check the application to ensure you have met all of the formal requirements for the PCT.  One copy of the application is retained, one copy is forwarded to the International Bureau (IB) of WIPO, and the final copy (when GB is the Receiving Office) is sent to the EPO who act as the International Searching Authority (ISA) for the application.

PCT Timeline

A simple timeline for the limits for international PCT applications filed on or after 1 January 2004 is shown below.  Ahelpful tool to calculate time limits for submission of priority document, international publication and entry into the national/regional phase is available free-of-charge from WIPO.
 PCT Timeline
Where to File?
When the PCT application reaches national phase entry, all contracting states bound by the PCT are potential states for filing the national phase application.  By thinking carefully about their market, and their resources, the applicant can select a subset of the states to actually file their application into.

PCT Flow Chart





RECAP FOR FRESHERS

What are Patents?

Patents are granted for inventing new and useful processesmachines,articles of manufacture or compositions of matter. The inventor is granted limited monopoly rights for 20 years from filing in return for public disclosure of the invention. The monoply gives the inventor the right to exclude others from makingusingoffering to sell, or selling the invention.

Types of Patents

Utility patents are the most common and may be granted to anyone who invents or discovers any new and useful process, machine, article of manufacture, or composition of matter, or any new and useful improvement thereof. Patentable processes include software programs, business systems, methods of operating a device, new uses of an old devices, and methods of making a product.
Design patents may be granted to anyone who invents a new, original, and ornamental design for an article of manufacture; and
Plant patents may be granted to anyone who invents or discovers and asexually reproduces any distinct and new variety of plant.

What Protection Do I get?

Once filed, the application is "Patent Pending". This provides notice to competitors, but does not provide any legal protection.
After the patent has been granted, protection lasts for 20 years from the date of filing. The patent marking and number must be applied to the product in order to maximize the right to collect damages in a patent infringement lawsuit.
Patent protection is a little unusual in that it is a "negative" right. The inventor has the right to exclude others from making, using, offering to sell, or selling the invention, but the inventor does not necessarily have the right to make, use, offer for sale, or sell their invention. For example, if you were to patent an improvement on an existing patent, you would be given the negative right over only the improvement. The original inventor has the negative right to prevent you from using the original part, and you have the negative right to prevent the original inventor from usign the improvement. Licensing and the sale of patents allows one or both parties to use both the original technology, plus the improvement.

The Patent Process

Obtaining a patent ideally takes around 18 months from start to finish, but frequently takes far more time. Below are the basic steps for obtaining a patent, but keep in mind the patent process is not a simple one and may include additional steps.

Step 1: Filing a Patent

A patent application is filed with the United State Patent and Trademark Office (USPTO). This can be done by the inventor (Pro Se), but the USPTO recommends it be done by a licensed patent attorney or agent due to the complexity of the process.
The main areas of the application include:
  • Drawings: The drawings illustrate the invention, and will be required for most applications.
  • Detailed Description: This is a highly detailed written description of the invention that provides enough detail that someone in the same field could create, and use the invention.
  • Claims: The claims provide the scope of protection for the patent, and as such are the most important part of the application.
A patent can be filed as a provisional or a non-provisional.
  • Provisional: A provisional is typically an incomplete patent used to establish your filing date. It is cheaper than a non-provisional, and gives you 1 year in which to file a non-provisional.
  • Non-Provisional: A non-provisional is your finished application that begins the examination process.

Step 2: Patent Examination (Non-Provisional)

Once received by the patent office, the examination process begins. The first review is simply a formality review to make sure everything complies with the requirements. Once that is complete, the application is assigned class/subclass based on the type of technology, and assigned to an examiner. At this point the examiner will then conduct substantive examinations of the application. Through a series of Office Actions and responses, the patent attorney works with the examiner (and modifies the application as needed) to try and get the application allowed.

Step 3: Patent Granted

Once the application has been allowed, the inventor must pay the issue fee and the publication fee, at which point the USPTO grants the patent. In order to maintain the patent protection, maintenance fees are due at 3.5, 7.5 and 11.5 years. Failure to pay the fees will result in the patent being abandoned, at which point protection is lost.





  • Time 0, file in any 1 country part of PCT (patent cooperation treaty group); get prior art protection from this date. 12 months to improve application, get more data.
  • 12 months get search report and written opinion, can amend claims – full filing (PCT), 20yr patent lifetime from here.
  • 18 months publication of patent application, protection from infringement
  • 30 months nationalisation stage, file in individual countries of choice, can enforce from here


Saturday, 24 January 2015

NEW ZEALAND........PATENT PROCESS


The patent process flow chart and commentary

Obtaining a patent in New Zealand involves a number of steps. This page provides:
  • A quick reference flow chart and commentary on the patent process under the New Zealand Patents Act 2013 and Regulations 2014
  • A brief outline of whether an application will be treated under the Patents Act 1953 or the Patents Act 2013 appears after the flow chart
  • A summary of key points


The patent process

The patent process flow chartPriority DateApplyRequest ExaminationRespond to ExaminationRequest HearingHearingAcceptanceGrantRe-examinationExamination ReportSearch and ExaminationPublicationThird Party AssertionsOpposition ProcessRevocation ProcessGrant refused / Patent revoked
[image] Key for patent process flowchart.

 

Priority date 

The priority date is the first time you disclose an invention in a patent application. It is an important date because it can establish first priority rights to an invention.
For example, the priority date for a Convention application is the date when an application relating to the same invention was filed in a Convention country.
Publication of the patent specification is triggered by the priority date of the application.
 

Further information:


Apply 

A New Zealand patent application must be filed at IPONZ.
A patent application must be accompanied by a patent specification in which the invention is described.
 

Further information:


Publication

A patent specification is published on the IPONZ website 18 months from the earliest claimed priority date of the application.
Documents such as examination reports and applicant responses will also be published on the IPONZ website from this date onwards.
Publication does not guarantee that a patent will be granted.
 

Further information:


Third party assertions

If a person thinks a claimed invention lacks novelty or an inventive step they can submit a written statement to IPONZ.
This must be done after publication and before acceptance of an application. It can only relate to complete specifications.
The statement must include:
  • information identifying a previous publication or use; and
  • reasons as to why a claim is not considered novel or inventive in light of that publication or use.
The statement and any relevant documents provided will also be published on the IPONZ website, and will be considered during examination.
 

Further information:


Request examination 

IPONZ must examine a patent application before it can be accepted.
 

Applicant requesting Examination

If you want your patent application to be examined, you must request examination within 5 years of the filing date of the complete specification. For Treaty applications, this is 5 years from the international filing date.
 

Third party requesting Commissioner to direct Examination

A third party may request the Commissioner to direct an applicant to request examination.
 

Commissioner directing Examination

The Commissioner may direct an applicant to request patent examination. When the Commissioner directs an applicant to request examination, examination must be requested by the applicant within 2 months.
 

Further information:


Search and examination 

Examination determines whether an application meets all legal requirements.
Examination focuses on the claims of the complete specification.
IPONZ will conduct a search of the claimed invention to ensure that it is new and inventive.
Examination of a New Zealand patent application may take account of examination of any corresponding patent applications in other countries. A corresponding application is a patent application for the same invention, with the same inventor(s), and where the claims are substantially similar to the claims in the New Zealand complete specification.
 

Further information:


Examination report

After IPONZ examines an application it will issue an examination report. If IPONZ considers that there are matters that require attention before it will accept your patent application, these will be detailed in the report.
An examination report will often refer to earlier publications which are relevant to determining whether the invention claimed is new and inventive.
The examination report will specify the time within which the applicant must respond. For a first examination report, the time is 6 months from the date of the examination report. For a subsequent examination report, the time is 3 months from the date of the examination report.
All issues raised in examination reports must be resolved within 12 months of the first examination report being issued. If a response is not received within the time set in an examination report, your application will become void.
 

Further information:


Respond to examination report

If your examination report identifies issues with your application it is your responsibility to respond to these issues within the set timeframe. This response could include:
  • You amending your specification to overcome matters raised. For example, the claims may be re-worded to provide a tighter definition of the invention; and/or
  • Arguments as to why the issues raised should not prevent acceptance.
IPONZ will consider your response and provide another report either accepting your application or detailing any issues outstanding.
If a response is not received within the time set in an examination report, your application will become void.
 

Further information:


Request a Hearing

An applicant or IPONZ may request a hearing on issues raised in an examination report where they can’t be resolved between the applicant and the examiner.
The hearing will be before the Commissioner of Patents, who will provide a decision on the issues.
 

Further information:


Hearing

A hearing is an opportunity for an applicant to state their case on issues raised in an examination report. This can include evidence and testimony from expert witnesses.
A hearing may be:
  • by appearance before the Commissioner; or
  • on the basis of written submissions; or
  • on the basis of a review of documents filed in the case.
     

Further information:


Acceptance

Your patent application will be accepted when all the requirements set out by IPONZ in examination reports have been met.
You may request that acceptance of your application is delayed by up to 12 months from the date IPONZ issued the first examination report. You must file this request before IPONZ accepts your application.
Acceptance of a patent application is advertised in the Journal of the Intellectual Property Office of New Zealand, which is electronically published by IPONZ on a monthly basis.
 

Further information:


Opposition process

Once an application is accepted by IPONZ, there is a three month period in which any person may oppose the grant of an accepted patent application.
To oppose the grant of a patent, an opponent must apply in writing, setting out the grounds of the opposition.
The applicant must file a counter-statement, and may amend the complete specification to address matters raised.
Before deciding the case, the Commissioner must give the applicant and the opponent an opportunity to be heard.
 

Further information:


Grant

If the grant of an accepted patent application is not opposed, the application is granted at the end of the 3 month opposition period.
 

Further information:


Re-examination

IPONZ must re-examine an accepted patent application or granted patent if requested to do so by any person.
 

Requesting re-examination

The request must set out the reasons the patent application or granted patent is invalid under the Patents Act 2013. For example, the claimed invention may not be a patentable invention, or may not be novel or inventive.
 

Re-examination process

When a re-examination request is received, IPONZ must re-examine the patent application or granted patent to decide whether it is invalid.
If IPONZ considers that there are grounds for objection, then it will issue a re-examination report detailing the objection(s).
The applicant or patentee may choose to amend the specification to overcome an objection, or provide an explanation of why the objection should not be sustained.
Where agreement cannot be reached, the applicant may request a hearing.
For an accepted application, if an objection is not overcome, the application will not be granted.
For a granted patent, if an objection is not overcome, the patent will be revoked, unless a hearing is requested.
 

Further information:


Revocation process

After a patent has been granted, any person may apply to have it revoked.
The application must be accompanied by a statement of case setting out the facts relied on.
The patentee may contest the application for revocation in a counter-statement, and may amend the complete specification to address the matters raised.
Before deciding the case, the Commissioner must give the applicant and the patentee an opportunity to be heard.
 

Further information:


Grant refused / Patent revoked

If an opposition to the grant of an accepted patent application is successful, then the grant of the patent will be refused.
If an application for the revocation of a granted patent is successful, then the patent will be revoked.
When a patent is revoked, it can no longer be enforced.
 

Further information:

Summary of key changes to the patent process
The Patents Act 2013 fully commenced on 13 September 2014. Some of the key changes to the patent process are below. You can find further information on these changes on ourPatent process page.
  • Patent specifications are published 18 months from the earliest priority date.
  • You must request examination within 5 years after filing your complete specification.
  • You have 12 months from the date of the first examination report to resolve all issues raised by IPONZ.
  • IPONZ will publish examination reports and applicant responses on applications proceeding under the Patents Act 2013.
  • Any person may write to IPONZ regarding the novelty and inventive step of any claim in a complete specification.
  • IPONZ must re-examine an accepted application or a granted patent if requested to do so by any person.

Patent development










PATENT DEVELOPMENT
Patent development begins with the inventors and the patent expert discussing the ideas. After the ideas have been recognized by both parties, the search can be performed to mine the patents that are considered relevant to your company’s technology. The novelty or new ideas generated by your company will then be apparent and ready to be placed into writing. The patent application must be checked by all parties and when the validity of the patent application has been confirmed the patent will be filed in the U.S. Patent & Trademark Office and possibly in other foreign patent offices throughout the world//////////////////////////////////











R&D AND IP INTEGRATION
As you can see from the above model, the patent process begins at the very beginning of the product cycle. Once the product concept is realized, a prior art search can help your company understand the types of patents being filed in similar technologies. The search will reveal your competition, the state of the art and provide useful information when deciding whether to go forward with a particular product concept.
After the decision to go forward has been affirmed, the patent filings can be expedited by filing provisional patents which provide one year to make a final decision as to whether to proceed with a utility patent.
Once patents have been allowed, the continuation strategy comes into play depending on the improvements that may have been made to the invention or the importance of a particular patent to your company.


PATENT STRATEGY FOR THE 21ST CENTURY
Phase 1 begins with the cooperation of the entire company working together to achieve the very best patent strategy for your company. Emdadi Patent Law can bring the right people up to speed at your organization so a sound patent strategy can be achieved.
Phase 2 is where our patent expert searches the prior art and attempts to start categorizing the types of patents that your company may need. As a result, competitors will surface and the amount of patents obtained by them will be realized.
Phase 3 is the step where our patent expert drafts your patent applications and files them in the U.S.P.T.O. and in foreign countries if necessary. This process takes a few years to complete. The result is a final decision as to what your patent rights are and how many patents you receive.
Phase 4 represents the enforcement of your patent rights. Once patents have been obtained the goal shifts to maximizing the potential for profits, whether it be by licensing, litigation, or the sale of the company and its patent portfolio.
Phase 5 shows the cycle starting to repeat itself. The R&D needs to keep inventing and filing patents to protect those ideas. The process is ongoing and Emdadi Patent Law is here to help your patent strategy continue for future generations.




Friday, 23 January 2015

How to File a Patent


You don't have to be Thomas Edison to come up with a valuable invention. But you do have to be savvy enough to protect that invention if you want to make the money you deserve from it. In other words, you need a patent, which is essentially a right granted by a government to sue anyone else (an infringer) who tries to make money from your idea. In the United States, only the inventor of the idea can patent it (though the inventor can transfer those rights to another individual or company).
Filing a U.S. patent application is a fairly complicated ordeal, however, and it can be rejected, which is why most experts recommend inventors hire an attorney to help them draft and file the patent application. As an inventor, you'll want to act fast in order to secure your rights -- in case someone later claims they came up with the idea first. Consider keeping an inventor's notebook and filing aprovisional patent application to show you acted diligently in pursuing a patent.
Before you file, use the search function at the U.S. Patent and Trademark Office (USPTO) Web site to see if your idea has already been patented. Next, determine what kind of patent it is so that you file the right application.


The USPTO recognizes three kinds of patents. Utility patents, the most common type, refer to inventions that have a particular function. This is in contrast to design patents, which cover non-functional parts of articles, like the unique, ornamental shape or surface of an item. Lastly, a plant patent protects inventions of asexually reproducible plants. Don't confuse a patent with a trademark, a copyright or a trade secret, which are all different matters, and each is governed by its own laws.
You can file a patent application electronically through the USPTO Web site, by mail, or by fax (but not bye-mail). Don't expect a speedy process, though. Depending on the kind of application and the technology involved in your invention, it could take one to three years to get your patent granted.
A patent could also be rejected for many reasons, like failing the novelty and unobviousnessrequirements. Novelty means it's different from the prior art (previous patents or something known to the public). Unobviousness means that the invention is different enough from prior art that someone skilled in the area of technology wouldn't consider your idea obvious.
TO PUBLISH OR NOT TO PUBLISH
Your application will be published within 18 months of filing unless you file a Non-Publication Requestform with the application, which delays publication until the patent is granted. This may be a good idea if you don't like the idea of competition seeing your invention before it's officially patented. However, if your application is published and a patent is later granted, you can sue someone for infringing on your patent since the date of publication.




What is needed to file for a patent?

And you thought developing your new invention was hard work. The patent process can get overwhelming, especially considering all the different elements that go into an application. A formal (non-provisional)application has a few required sections. In addition to drawings of the invention, you'll include thespecification, which essentially teaches someone how to make or use the invention. The specification contains the following:
  • Abstract: a short, at-a-glance summary of the rest of the specification
  • Background: describes the need for your invention and problems that your invention solves
  • Summary: a short explanation of the invention
  • Detailed description: includes a description of the ideal embodiment, as well as additional embodiments of the invention and how they work

  • Conclusion, ramification and scope: briefly states the advantages of the invention and the additional embodiments again, as well as how the legal scope shouldn't be limited to forms shown
The specification should also include such things as the title of the invention, cross references to related applications, and a list of the figures in the drawings.
Most importantly, your application will include claims, which are listed after the specification. Claims actually define the legal scope of your patent and describe the boundaries of your invention (should the patent be granted). In addition to independent claims, which stand alone, you can also list dependent claims, which are narrower and incorporate a previous claim [source: Pressman]. Try to be broad at first, so that you can cover the most legal ground for your invention. But you'll probably have to narrow your claims later if the examiner considers them too vague.
You should include several other things along with your application, such as payment of filing fees, a self-addressed receipt postcard, a Patent Application Declaration (PAD) form and an Information Disclosure Statement (IDS). The PAD states that you are the true inventor; in the IDS, you disclose anything else that you're aware of that's relevant to your application (such as another application that's similar to yours).
Unfortunately, the process is far from over when you file your patent, which is another reason to get professional help. An attorney will help you navigate the prosecution process as you fight to get your patent granted by the USPTO.
PATENT LIFESPANS
A utility and plant patent expires 20 years after the date you file the application. Although it may take more than three years for your application to be granted, you're also guaranteed that your patent will be in force for at least 17 years. A design patent is shorter, lasting only 14 years from the date of issuance. Any patent can be invalidated if maintenance fees aren't paid, or it's found that patent shouldn't have been allowed for some reason.

The U.S. Patent and Trademark Office

Governments give out time-limited patents to help encourage inventors to continue driving innovation and the advancement of science. Without such protection, the threat of someone stealing an idea could discourage inventors from creating new things. The founding fathers of the United States knew this when they gave Congress power to grant patents in the Constitution (Article 1, Section 8).
Due to advancing technology and growing awareness of the value of patents, the past decade or so has seen an explosion in the number of patent applications. In 2008, the USPTO took in 485,312 patent applications and granted 185,224 patents [source: USPTO].
You'll work with one patent examiner throughout the process. Examiners of utility patents must have an engineering or scientific background.
It's very rare for an examiner to grant an allowance to a patent on the first try. More than likely, the examiner will give you a non-final rejection which allows you to amend your claims (make them narrower), respond (argue) or both. Next, the examiner might give you a final rejection. However, you can still send in an after-final amendment or argument. You can also file a continuation application, which means starting over with new claims, resubmitting the specification and other paperwork, and getting a new serial number and filing date (while still keeping the priority of the earlier filing date). Or, if you file aRequest for Continuing Examination (RCE), you can send in another amendment without resubmitting the specification or getting a new filing date. Another option is to appeal to the Board of Appeals and Patent Interferences (BAPI).
Of course, for this process to be worth it, you need to be convinced your invention is valuable. While prosecution is going on, and regardless of if you're granted a patent, you can still make money off your invention or even license it to someone else. The licensing agreement applies whether or not you're granted a patent.
As you can probably guess, the drafting and prosecution of an application can get extremely complicated. An attorney who specializes in the process can help you navigate the system. However, the more the inventor knows about the process, the better, so you can work together to gain the most legal ground.

Lots More Information

Related Articles Sources
  • Charmasson, Henri. "Patents, Copyrights & Trademarks for Dummies." Wiley Publishing, Inc., 2004.
  • Pressman, David. "Patent It Yourself." Nolo, 2009. 14th Ed.
  • U.S. Patent and Trademark Office. Personal Correspondence. Jan. 21, 2011.
  • U.S. Patent and Trademark Office. "U.S. Patent Statistics Chart, Calendar Years 1963-2009." Last updated April 20, 2010. (Jan. 25, 2011)http://www.uspto.gov/web/offices/ac/ido/oeip/taf/us_stat.htm






The Provisional Patent Application

Provisional Application for Patent, with United States Patent and Trademark Office Seal
The Provisional Patent Application:
What You Need to Know


A provisional patent application (PPA) is a patent application that can be used by a patent applicant to secure a filing date while avoiding the costs associated with the filing and prosecution of a non-provisional patent application. More specifically, if a non-provisional application is filed within one year from the filing date of a PPA, the non-provisional application may claim the benefit of the filing date of the PPA. (Why filing dates for patent applications are important will be discussed below.) Because a PPA is not examined, an applicant can also avoid the costs typically associated with non-provisional patent prosecution (certain attorney’s fees, for example) for a year while determining whether his/her invention is commercially viable. Further, because a PPA is not made public unless its application number is noted in a later-published application or patent, the failure by an applicant to file a non-provisional application based on his/her PPA will not lead to public disclosure of his/her invention.



What are  the benefits of filing a PPA?
A PPA essentially provides a one-year extension as to the filing of a U.S. non-provisional patent application.  In doing so, a PPA provides an applicant with an additional year to experiment, perfect an invention, find financial backers, determine sales potential, find interested parties for licensing, etc. before filing his/her non-provisional application.  Because a PPA is not examined, an applicant can also avoid the costs associated with prosecuting a non-provisional application during this one-year period.



What are the possible pitfalls of filing a PPA?
There are no extensions on the one-year time limit for filing a non-provisional application claiming benefit of a PPA filing date.  (see proposed change below)  By law, either you file a non-provisional application within a year or you lose the benefit of the filing date. Importantly, most other countries usually base the time for filing a non-provisional application in their countries on the PPA filing date. This means that an international or foreign application may need to be filed at the same time that a non-provisional application claiming benefit of a PPA is filed in the U.S.  Further, if the PPA does not adequately describe all that is claimed in the later-filed non-provisional application, then the material added in the non-provisional application may not rely on the PPA filing date. This could affect patentability if a reference disclosing the later-described invention is published after the filing date of the PPA but prior to the filing date of a non-provisional application.


What are the minimum filing requirements for a PPA?
A PPA requires a coversheet (form SB/16 available at www.uspto.gov/forms), a written description that meets the requirements of 35 USC 112, first paragraph, drawings as necessary, and a fee submitted within the prescribed time limit.  The written description should provide enough detail that would allow someone having ordinary skill in the same technology, the ability to make and use the invention.  A PPA must disclose enough information that a person having ordinary skill in the same technology would recognize that the invention claimed in a later-filed non-provisional application is described in the PPA upon which it relies. 


Why are filing dates important?
Filing dates set the date for constructive reduction to practice (i.e., the date upon which the invention is disclosed to a patent office as having been made), and in doing so, determine the date against which the invention will be tested for novelty and non-obviousness.  How?  Unless an inventor files evidence that his/her invention was actually made earlier than an application filing date, the filing date serves as the date before which publications, public use, and sales may serve as “prior art” against the invention.  “Prior art” is used by patent offices, including the USPTO, to determine whether an invention is new and non-obvious.  Thus, applicants want to secure the earliest filing date possible for their inventions to avoid the most prior art.  Importantly, public disclosure of an invention in foreign countries may occur during the one-year period after the filing of a PPA in the USPTO.  It is, therefore, important to understand how foreign patent offices determine when a public disclosure is made, to ensure that intellectual property rights are not lost in those countries.



Why do PPAs exist?
On June 8, 1995 the Uruguay Round Agreement Act was signed, which allowed countries to provide domestic priority for patent applications.  This act provided U.S. patent applicants the same rights as applicants who file in other countries.  It also established the statutory requirement that a non-provisional patent application must be filed within the one-year period in order to maintain the PPA priority date.




Here are some facts you need to know about PPAs.
  1. A PPA expires after one year.
  2. You cannot extend a PPA.
  3. You cannot renew a PPA.
  4. A PPA will never become a patent.
  5. You cannot file a PPA for a design .
  6. The USPTO does not examine PPAs .
  7. The USPTO does not conduct a prior art .search on PPAs
  8. The USPTO does review PPAs to make sure they meet minimum filing requirements.
  9. PPAs are not published by the USPTO (unless claimed as priority in a later-issued or published non-provisional application).
  10. You can use the term “patent pending” for the duration of the one-year pendency of a PPA.
Proposed changes
The USPTO is considering a change that would effectively provide a 12-month extension to the 12-month PPA period.  If adopted, this change would be implemented through the missing parts practice in non-provisional patent applications.  The non-provisional application, therefore, would still need to be filed within 12 months after the date on which the corresponding provisional application was filed.  
We are very interested in your comments on the proposed change in provisional practice. The instructions for submitting comments are in the Federal Register Notice, Request for Comments on Proposed Change to Missing Parts Practice, found at http://edocket.access.gpo.gov/2010/2010-7520.htm.